MFDA imposes three-year prohibition, $5,000 fine
Original panel’s reasoning found inadequate
Life settlement firm distributed securities without registration
Advisors are under increasing pressure to keep up to date and provide guidance to clients on income-tax regulations
Margaret Franklin, chair of the board of governors of the CFA Institute, advocates better securities enforcement practices to regain the public's confidence
Despite sovereign debt woes in some European countries, many fund managers expect market growth to exceed expectations and bolster market returns. Says one manager: “There are pockets where opportunities lie”
Bright Future program builds on bank’s existing volunteer and community activities in more than 50 countries
International community will question Canada’s commitments to financial stability, Hockin says
Blackmont Capital, Vancouver rep fined for participating in an arrangement with Clarion Finanz
Greetham bullish on commodities and resource stocks