Wetston says the OSC is keeping a close watch on the changes wrought by globalization, technological advancement and product innovation
Some new online repositories are helping mutual fund companies and financial advisors deal with disclosure
Survey shows that few Canadians 45 and older know how to maximize tax savings
Big Five banks outperform their competitors
Clients should take advantage of the buying opportunites that have emerged form lower stock valuations
Securities commissions could potentially fulfill that regulatory role
Rather than rules, regulators could establish guidelines to promote clarity
When disability strikes, there is much emotion to deal with and many tasks to perform. Advisors can help families and disabled individuals in this difficult situation by informing them of the many supports provided by the tax system
With fund facts disclosure forms now officially available to investors, regulators are letting some companies get a head start on the second stage of the mutual fund disclosure reform process.
Firm recruits advisors from HSBC, Wellington West