Advisors should implement these best practices to avoid claims
Many advisors are failing to appropriately document sales activities
IFB chairman say he’s pleased Ontario Bill 157 died on the order paper
90% of legal cases against financial advisors involve breaches of the Know Your Client and Know Your Product rules
As the first significant deadline for the new client relationship model draws near, you can prepare yourself to discuss compensation with your clients and show what they receive in return
Advisors are using mobile devices more than ever before, but many say their firm either doesn't offer enough support for the technology or takes too long to implement changes. However, executives at the firms note that the technology is very complex
Commission changes and simplified products could appeal to clients
Study reveals disconnect in communication between the insurance industry and the public
A steady increase in life expectancy has individuals more concerned about outliving their money than dying prematurely
Advisors can help clients to understand the risks they face