James Langton

Regulation

SEC sanctions two firms for wrap program disclosure failings

September 8, 2016 James Langton
Regulation

NASAA expands Senior$afe

September 8, 2016 James Langton
Regulation

Regulators issue FAQ on investment dealer prospectus exemption

September 8, 2016 James Langton
Regulators issue FAQ on investment dealer prospectus exemption
Regulation

CFTC approves systems testing requirements

September 8, 2016 James Langton
Regulation

FCA reviewing crowdfunding rules

September 8, 2016 James Langton
Industry

Halt planned pension expansion: CFIB

September 8, 2016 James Langton
Research and Markets

U.S. deficit to “widen significantly” depending on next president’s policies: Moody’s

September 7, 2016 James Langton
Regulation

OSC announces seniors expert advisory committee members

September 7, 2016 James Langton
Industry applauds Sousa’s regulatory proposals
Research and Markets

Investors should prepare for impact of climate change

September 7, 2016 James Langton
Research and Markets

U.K. crowdfunding platform reports returns of 14%

September 7, 2016 James Langton
ASC adopts crowdfunding rule
Regulation

Grim outlook from European regulators

September 7, 2016 James Langton
Research and Markets

G20 leaders eye economic stimulus

September 6, 2016 James Langton