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James Langton
James Langton
Industry
Proposals set tougher standards for transfer agents dealing with CDS
August 4, 2016
James Langton
Regulation
FINRA issues warning on high-pressure sales calls
August 4, 2016
James Langton
Industry
TMX Group begins first phase of business integration initiative
August 3, 2016
James Langton
Regulation
FINRA sanctions Barclays for deficiencies in reporting audit trail data
August 3, 2016
James Langton
Research and Markets
Additional requirements on insurers to have positive impact: Moody’s
August 3, 2016
James Langton
Industry
Fed sanctions Goldman Sachs for disclosing confidential information
August 3, 2016
James Langton
Product
Assets in smart beta ETFs reach new high
August 3, 2016
James Langton
Research and Markets
Fitch affirms Canada’s “AAA” credit rating
August 3, 2016
James Langton
Industry
IIAC recommends tweaks to rules for private retirement savings programs
August 3, 2016
James Langton
Research and Markets
Major earthquake could have significant impact on financial system
August 3, 2016
James Langton
Regulation
Singapore regulators to focus on fintech developments
August 3, 2016
James Langton
Industry
U.S. trader pleads guilty in to trading on non-public information
August 3, 2016
James Langton
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