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James Langton
James Langton
Regulation
OSC charges convicted Ontario man with more alleged trading violations
January 11, 2017
James Langton
Industry
Independent U.S. advisors expect strong growth in 2017, survey finds
January 11, 2017
James Langton
Regulation
SEC warns investors of excessive trading in their brokerage accounts
January 10, 2017
James Langton
Research and Markets
Global defaults hit highest levels since 2009
January 10, 2017
James Langton
Research and Markets
Energy, utilities companies’ directors lack “climate competency”
January 10, 2017
James Langton
Regulation
IIROC grants CRM2 reporting exemptions to certain firms
January 10, 2017
James Langton
Special Reports
CSA launches consultation on banning embedded commissions
January 10, 2017
James Langton
Regulation
NSSC issues cease trade order against former mutual fund salesperson
December 23, 2016
James Langton
Product
Mutual fund net sales rise in November: IFIC
December 22, 2016
James Langton
Regulation
IIROC seeks members for new advisory committee on proficiency issues
December 22, 2016
James Langton
Research and Markets
TSX proposes trading service for U.S.-listed securities
December 22, 2016
James Langton
Regulation
New guidance from OSC on mutual fund-sponsored sales conferences
December 22, 2016
James Langton
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