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James Langton
James Langton
Regulation
Regulators cite concerns with issuers’ structuring of exempt-rights offerings
January 12, 2017
James Langton
Regulation
FSB’s new policy proposals target systemic risks in asset management
January 12, 2017
James Langton
Regulation
ESMA pleas for greater intervention powers over fund managers
January 12, 2017
James Langton
Regulation
SEC sets new focus on robo-advisors and electronic advice
January 12, 2017
James Langton
Industry
IIROC aiming to tackle key issues in the year ahead
January 12, 2017
James Langton
Industry
More women advisors could be solution to industry’s succession crisis
January 12, 2017
James Langton
Regulation
Former OSC executive joins the regulator’s SAC
January 12, 2017
James Langton
Regulation
Cypriot binary options firm to surrender its registration
January 12, 2017
James Langton
Research and Markets
Global credit growth slows to lowest level since global financial crisis
January 11, 2017
James Langton
Research and Markets
Emerging markets drive private debt issuance to new high in 2016
January 11, 2017
James Langton
Special Reports
IFIC, Advocis push back against potential embedded commissions ban
January 11, 2017
James Langton
Industry
Canadian firms need to take cybersecurity more seriously
January 11, 2017
James Langton
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