James Langton

Research and Markets

TMX aims to get growing U.S. firms listed on its exchanges

April 4, 2017 James Langton
Industry

WCM expanding to Calgary

April 4, 2017 James Langton
ASC orders former broker to pay more than $500,000 for violating securities laws
People

Andrew Busch named CFTC’s first chief market intelligence officer

April 3, 2017 James Langton
Regulation

IIROC bans and orders former registrant to pay almost $900,000

April 3, 2017 James Langton
Research and Markets

Euronext and ICE sign derivatives clearing pact

April 3, 2017 James Langton
Research and Markets

Adverse assessment of G-SIBS risk-reporting practices is credit negative

April 3, 2017 James Langton
Research and Markets

Non-performing loans, low profits challenge European banks

April 3, 2017 James Langton
Markets

Dramatic bounce back in Canada’s IPO market

April 3, 2017 James Langton
Regulation

OSC to consider settlement with Sentry, former CEO

April 3, 2017 James Langton
BMO GAM’s Ross Kappele elected IFIC chairman
Regulation

Regulators well represented on Ontario’s annual sunshine list

March 31, 2017 James Langton
Industry applauds Sousa’s regulatory proposals
Regulation

Global securities regulators agree to revised co-operation deal

March 31, 2017 James Langton
Regulation

IIROC’s new fee model as debt information processor begins April 1

March 31, 2017 James Langton