James Langton

Regulation

CSA aiming to reduce regulatory burden on issuers

April 6, 2017 James Langton
Research and Markets

TMX launches new proxy voting system

April 6, 2017 James Langton
Regulation

Sentry to pay $1.5 milllion in settlement with OSC

April 5, 2017 James Langton
Markets

U.S. efforts to roll back financial regulation could backfire

April 5, 2017 James Langton
Regulation

ESMA clarifies market structure issues under MiFID II

April 5, 2017 James Langton
Regulation

OSHA orders largest whistleblower award against Wells Fargo

April 5, 2017 James Langton
Industry

Advocacy group calls for greater disclosure from RBC

April 5, 2017 James Langton
Regulation

U.S. DOL delays implementation of fiduciary rule

April 5, 2017 James Langton
Trump carrying out a “behind-the-scenes” war on regulation: NBF report
Industry

FAIR Canada calls on regulators to take action on banks’ sales practices

April 4, 2017 James Langton
Industry

FMIs made substantial enhancements to their risk management practices in 2016: report

April 4, 2017 James Langton
Industry

CPP expansion needs solid plan to deal with shortfalls

April 4, 2017 James Langton
Risk mounts for Canada housing: Fitch
Regulation

CSA introduces proposed rules for OTC derivatives markets

April 4, 2017 James Langton