James Langton

Regulation

IIROC increasing scrutiny of payout grids

April 27, 2017 James Langton
FAIR Canada not in favour of regulators’ stance on best interest standard
Industry

DBRS downgrades Home Capital ratings

April 27, 2017 James Langton
Industry

GWL job cuts are “credit positive”: Moody’s

April 26, 2017 James Langton
Regulation

Financial Choice Act would reverse investor protections, NASAA says

April 26, 2017 James Langton
Regulation

Payment protection insurance key point of complaint for U.K. clients

April 26, 2017 James Langton
Regulation

CSA proposes formal ban of binary options trading schemes

April 26, 2017 James Langton
New Brunswick regulator reports increase in suspected fraud
Regulation

SEC hands US$4-million reward to whistleblower

April 25, 2017 James Langton
Markets

FICC revenue to bolster Q1 results of Europe’s big banks: Fitch

April 25, 2017 James Langton
Industry

IFIC seeks greater disclosure to clients on MERs

April 25, 2017 James Langton
Bridgehouse introduces Morningstar Managed Investments Program
Regulation

CSA mulls oversight requirements for foreign audit firms

April 25, 2017 James Langton
Regulation

Basel III progress uneven: report

April 25, 2017 James Langton
Regulation

Pro-Financial breached securities laws, OSC panel finds

April 24, 2017 James Langton