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James Langton
James Langton
Regulation
ESMA clarifies market structure issues under MiFID II
April 5, 2017
James Langton
Regulation
OSHA orders largest whistleblower award against Wells Fargo
April 5, 2017
James Langton
Industry
Advocacy group calls for greater disclosure from RBC
April 5, 2017
James Langton
Regulation
U.S. DOL delays implementation of fiduciary rule
April 5, 2017
James Langton
Industry
FAIR Canada calls on regulators to take action on banks’ sales practices
April 4, 2017
James Langton
Industry
FMIs made substantial enhancements to their risk management practices in 2016: report
April 4, 2017
James Langton
Industry
CPP expansion needs solid plan to deal with shortfalls
April 4, 2017
James Langton
Regulation
CSA introduces proposed rules for OTC derivatives markets
April 4, 2017
James Langton
Research and Markets
TMX aims to get growing U.S. firms listed on its exchanges
April 4, 2017
James Langton
Industry
WCM expanding to Calgary
April 4, 2017
James Langton
People
Andrew Busch named CFTC’s first chief market intelligence officer
April 3, 2017
James Langton
Regulation
IIROC bans and orders former registrant to pay almost $900,000
April 3, 2017
James Langton
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