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James Langton
James Langton
Product
Class action filed on trailing commissions paid to discount brokers
April 9, 2018
James Langton
Regulation
OSC mediation program to continue on a permanent basis
April 9, 2018
James Langton
Regulation
AMF, BoC sign co-operation agreement
April 9, 2018
James Langton
Regulation
Mackenzie fined for excessive promotional spending
April 6, 2018
James Langton
Product
U.S. mutual fund companies to report on “active share”
April 6, 2018
James Langton
Research and Markets
Banks, insurers face similar challenges
April 6, 2018
James Langton
Regulation
SEC awards more than US$2.2 million to whistleblower
April 6, 2018
James Langton
Regulation
IOSCO issues recommendations for improving bond market transparency
April 5, 2018
James Langton
Regulation
IIROC proposes mandatory reporting of cybersecurity incidents
April 5, 2018
James Langton
Regulation
CSA mulls new climate change disclosure requirements
April 5, 2018
James Langton
Regulation
OSC to consider settlement with Mackenzie
April 5, 2018
James Langton
Regulation
OSC denies former mutual fund rep’s appeal for registration
April 4, 2018
James Langton
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