James Langton

Regulation

Ontario man gets jail time for investment fraud

April 18, 2018 James Langton
Regulation

OSC gathering info for compliance reviews

April 18, 2018 James Langton
Markets

Canadian VC funding nears record in Q1 2018

April 18, 2018 James Langton
Regulation

OSC warns investors about BitConnect

April 17, 2018 James Langton
Regulation

B.C. moves to strengthen SRO enforcement

April 17, 2018 James Langton
Regulation

FINRA names Janney Montgomery Scott CEO to board of directors

April 16, 2018 James Langton
Regulation

IIROC grants unnamed dealer exemption from client account statements requirement

April 16, 2018 James Langton
Research and Markets

Blockchain to have mixed credit implications for global banking systems: Moody’s

April 16, 2018 James Langton
Industry

OBSI seeking comment on revised terms of reference

April 13, 2018 James Langton
Regulation

SEC awards whistleblower more than US$2.1 million

April 13, 2018 James Langton
Industry

SIFMA releases data aggregation principles

April 12, 2018 James Langton
Regulation

Regulators approve MFDA membership disclosure rule

April 12, 2018 James Langton