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James Langton

Regulation

FINRA streamlines examination process for candidates entering U.S. securities Industry

October 1, 2018 James Langton
Regulation

Credit reporting act aims to provide clarity and protection for N.B. consumers

October 1, 2018 James Langton
Regulation

FSCO issues guideline on treating consumers fairly

October 1, 2018 James Langton
Regulation

Ontario advisor sentenced to six months in jail

September 28, 2018 James Langton
Regulation

ESMA to renew restrictions on CFDs for a further three months

September 28, 2018 James Langton
Product

Picton Mahoney introduces three alternative funds

September 28, 2018 James Langton
Industry

FPSC, IQPF announce strategic partnership

September 28, 2018 James Langton
Industry

Taxpayers reacted strongly to federal tax hike on high earners

September 28, 2018 James Langton
Regulation

Insurance regulators release final guidance on fair treatment of customers

September 27, 2018 James Langton
Industry

Asset managers look to technology to improve the client experience

September 27, 2018 James Langton
Regulation

Prospect of gender parity remains distant

September 27, 2018 James Langton
Regulation

Progress made in addressing financial data gaps: report

September 27, 2018 James Langton
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