James Langton
Regulation
Omega ATS sanctioned for dissemination of inaccurate information
October 5, 2018
James Langton
Industry
USMC Agreement aims to ensure financial services treated in “like circumstances”
October 2, 2018
James Langton
Regulation
Scotiabank to pay US$800,000 penalty for spoofing precious metals trades: CFTC
October 2, 2018
James Langton
Regulation
FINRA to consolidate examination and risk monitoring programs
October 1, 2018
James Langton
Markets
Move to open banking is credit negative for Canada’s large banks
October 1, 2018
James Langton
Markets
Diversity in offerings, exchanges highlights Canada’s Q3 IPO market
October 1, 2018
James Langton
Regulation
Regulators celebrate World Investor Week and Investor Education Month
October 1, 2018
James Langton