James Langton

Regulation

IIAC resists federal data protection proposals

August 6, 2019 James Langton
Industry

GMP shareholders approve Stifel sale

August 6, 2019 James Langton
Regulation

IIROC provides guidance on new client ID requirements

August 6, 2019 James Langton
Industry

CI Financial names new CEO

August 6, 2019 James Langton
Regulation

B.C. firm admits to misusing ‘soft dollars’ in settlement with regulator

July 19, 2019 James Langton
Regulation

MFDA consults on CE accreditation process

July 19, 2019 James Langton
Regulation

OSC reaches $2 million settlement with Caldwell over best execution failures

July 19, 2019 James Langton
Industry

Appeal court finds former Manulife employee was entitled to rescind retirement

July 19, 2019 James Langton
Regulation

FSB delays reforms to securities financing rules

July 19, 2019 James Langton
Regulation

OSFI revising liquidity, capital rules for banks

July 18, 2019 James Langton
Regulation

Senior clients need more from financial firms: report

July 18, 2019 James Langton
Industry

U.S. RIAs marrying at record rates

July 18, 2019 James Langton