James Langton

Regulation

Former planner disciplined over failed investment scheme

June 27, 2019 James Langton
Regulation

SEC settles with State Street for inflating expenses charged to mutual funds

June 27, 2019 James Langton
Regulation

ASC looks to kickstart Alberta’s venture markets

June 27, 2019 James Langton
Regulation

OSC scraps pointless cost for fund managers

June 27, 2019 James Langton
Regulation

FSRA to lead advisor title reform, while OSC works on other reforms

June 27, 2019 James Langton
Research and Markets

A weak first half for global IPOs, EY reports

June 26, 2019 James Langton
Industry

Court denies investor class action against a former rep

June 26, 2019 James Langton
Regulation

Enforcement sanctions up, caseload down, CSA reports

June 26, 2019 James Langton
Research and Markets

New StatsCan study uncovers the signals of financial distress

June 26, 2019 James Langton
People

Regtech trade group adds advisory expertise

June 26, 2019 James Langton
Industry

Proposed class action over failed ETF dismissed by Ontario court

June 25, 2019 James Langton
Industry

NYSE aims to help boost gender diversity on corporate boards

June 25, 2019 James Langton