The U.S. regulator released APIs for annual and quarterly filings
Net sales of mutual funds outpaced ETF sales, but both dipped compared with June
A regulatory hearing panel handed down market bans and monetary penalties
Expected credit losses look low, but tail risks are lurking
The SRO clarifies when material changes must be reported
A broker failed to mark trades as short based on bad information from the adviser
Receiver to seek extension for advisory committees, approval for process to find investor counsel
Foreign investors resumed equities buying, parked billions in money markets
Higher borrowing, overheated housing markets are vulnerabilities
Canada is also considering a move to the shorter settlement cycle