James Langton

News

SEC ramps up hedge fund regulation

August 23, 2023 James Langton
Investment entities need to improve disclosure practices: CSA
News

SEC expands FINRA’s jurisdiction

August 23, 2023 James Langton
Follow the leader
News

NFT insider trader catches jail term

August 23, 2023 James Langton
Fraudster imprisoned
News

U.S. reaches deal on broker’s shady trading

August 23, 2023 James Langton
Judge's gavel
News

IOSCO, CPMI report examines central counterparty risks

August 23, 2023 James Langton
Financial lifesaver
News

Cryptoassets exacerbate emerging market risks: report

August 22, 2023 James Langton
Crypto money
News

Ontario seeks to expand OSC sanctions spending

August 22, 2023 James Langton
compliance
Research and Markets

S&P downgrades handful of U.S. banks

August 22, 2023 James Langton
Research and Markets

Mutual fund redemptions climb, ETF sales slow

August 22, 2023 James Langton
Direction of stock market.opportunity time.buy and sell.change for chance.positive thinking
From the Regulators

FINRA names new enforcement chief

August 21, 2023 James Langton
Research and Markets

Wages, productivity pose threat to inflation fight

August 21, 2023 James Langton
Inflation causing price rising up, overvalued stock or funds, consumer purchasing power reducing concept, air balloon tied with product price tag flying high rising up in the sky.
From the Regulators

SEC sanctions firm over crypto hype

August 21, 2023 James Langton