James Langton

From the Regulators

B.C. couple charged in Ponzi scheme

September 5, 2023 James Langton
From the Regulators

SEC sanctions private equity manager over non-disclosure

September 5, 2023 James Langton
Investment entities need to improve disclosure practices: CSA
Dealers’ Report Card

Dealer advisors work harder, but make less

August 28, 2023 James Langton
planning challenge
News

No clear consensus on diversity disclosures

August 28, 2023 James Langton
diversity
From the Regulators

BCSC sanctions sales-rule violations

August 25, 2023 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Tipster gets US$18-million SEC award

August 25, 2023 James Langton
Research and Markets

Bond market suggests “soft landing” for U.S.

August 25, 2023 James Langton
News

SEC sanctions investor overcharging

August 25, 2023 James Langton
Picking a dollar
Newspaper

What’s behind the CSA’s review of ETFs?

August 24, 2023 James Langton
Magnifying glass on documents
Research and Markets

China faces uncertain, slower growth future

August 24, 2023 James Langton
China flag
Research and Markets

Global monetary policy going separate ways: Fitch

August 24, 2023 James Langton
arrow direction pointing up
News

Crypto mixers charged with money laundering

August 23, 2023 James Langton
Crypto money