A hearing panel of Investment Industry Regulatory Organization of Canada (IIROC) has fined Interactive Brokers Canada Inc. (IB Canada) for failing to report financial information correctly and keeping inadequate records.The hearing panel accepted a settlement agreement between IIROC staff and IB Canada on June 22.IIROC formally opened an enforcement case file concerning Interactive on June […]
Advisor suspected of diverting as much as $50 million from clients
Increased collaboration will benefit investors
Shareholders of Pacific & Western Credit Corp. have passed a resolution authorizing an amendment to the Class A Preferred Shares provisions, the company said Monday.Class A Preferred Shares may now be converted, at the option of the holders, into Class B Preferred Shares, at a rate of 0.12 of a Class B Preferred Share for […]
$100,000 in new funding will help keep Nazareth House open
Strong returns in domestic equity categories
U.S. health insurer cuts 2009 earnings forecast
Fairfax, Industrial Alliance earnings on deck
Medical insurance team reinforces XN’s international healthcare strategy
Notices follow investigation of ABCP firm’s disclosure to investors