Rep engaged in third-party dealings without dealer’s knowledge
A hearing panel of the Central Regional Council of the Mutual Fund Dealears Association of Canada has terminated the membership of fund dealer ASL Direct Inc.In addition, the panel permanently stayed proceedings against ASL Direct Inc. and the firm’s owner Adrian Samuel Leemhuis. Earlier this month, the MFDA fined Leemhuis $50,000 for a slew of […]
Program includes preferred rate GIC
Private equity fund-of-funds allows investors an aggressive strategy of financial, social, and environmental targets
Retired and pre-retired Canadians have some regrets
Online brokerage fined $150,000
Increased investment in cleantech and life sciences
Increased investments by Canadian funds both at home and abroad
Global investment industry can learn from the Canadian experience, Franklin says