James Wenman loaned his client money on three separate occasions without the consent of his firm
CIBC WM rep failed to use due diligence on orders from two clients
Rating agency says default “highly likely”
New freeze orders issued against Arvin Patel’s retirement savings and brokerage accounts
Deal expected to close in the second quarter
U.S. stocks poised for double-digit returns; Commodities should help drive Canadian equities
FPSC calls on Canadians to hire smart with better “hiring literacy”
Kennedy unsuitable as a registrant, executive director concludes
Team lead is Stephane Rozier, who most recently served as president and CEO of MF Global Canada
Net income for fiscal 2011 up 15%