Online brokerages provide “near immediate” reponses; online banks lag
Roxana Colquhoun and Ben Slager bring complementary skills and knowledge of the HNW community
Three closed-end funds to become one mutual fund
New education tools help advisors make annuities more understandable to consumers
New CICA book offers advice for common financial challenges
New credential provides advisors with specialized knowledge beyond licensing requirements
Regulator alleges Doris Nelson used Little Loan Shoppe to perpetrate a multimillion dollar fraud, and made false statements to the commission
The exchanges also ranked third in the world for equity capital raised
Securities Proceedings Advisory Committee to meet quarterly