A supplement to the May 2014 issue of Investment Executive newsletter
Reps will place ETF trades directly on Broadridge’s Dataphile platform
New Global Equity Focus Fund, International Equity Currency Neutral Fund and Series T5 Global Convertible Bond Fund
OSC panel found investors were misled
Batavia is a general insurance company specializing in vehicle coverage
Settlement accepted on supervisory failings
The new products are intended for borrowers in need of an alternative to insured or conventional mortgage loans
Greater efficiency is the goal
Minimum investment amounts reduced for Premium and K-Series