Investor protection

News

Christmas comes early for FAIR Canada

November 27, 2024 James Langton
Donation grant
News

OSC, CIRO to review banks’ sales practices

November 26, 2024 James Langton, Katie Keir
Piggy banks on stacks of gold coins
From the Regulators

U.K. regulators to ease curbs on bankers’ bonuses

November 26, 2024 James Langton
Greater regulation in store for insurance industry: OSFI rep
From the Regulators

RBC, TD remain Canada’s entrants on FSB list

November 26, 2024 James Langton
Bank consolidation
From the Regulators

Trader sanctioned for improper disclosure

November 26, 2024 James Langton
Judge's gavel with magnifying glass on black.
From the Regulators

Barclays drops FCA appeal, takes £40 million fine

November 25, 2024 James Langton
Fiera continues expansion strategy with acquisition of Charlemagne Capital
From the Regulators

IOSCO seeks improved oversight of OTC markets

November 25, 2024 James Langton
Mining resources
News

SEC reports record financial remedies

November 22, 2024 James Langton
Judge's gavel with magnifying glass on black.
News

Ex-fund rep banned for ‘obvious’ conflict of interest

November 22, 2024 James Langton
Judge looks at papers
Research and Markets

Markets more liquid, but increasingly fragile

November 22, 2024 James Langton
Economic growth
News

Ex-CDPQ employees caught in U.S. corruption case

November 22, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Sweeps buoyed SEC enforcement: report

November 22, 2024 James Langton
Businessman Blowing Whistle Isolated on White Background