Investor protection

News

U.S. brokerage failed to guard against reps’ theft

December 10, 2024 James Langton
Judge looks at papers
News

Ex-fund rep used online brokers with clients

December 9, 2024 James Langton
penalty card
From the Regulators

Fraud victim gets some restitution

December 9, 2024 James Langton
cryptocurrencies
From the Regulators

B.C. court upholds limitations on asset freezes

December 9, 2024 James Langton
Judge makes ruling
From the Regulators

ASC sanctions accountant’s fraud

December 6, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

CIRO sanctions another ex-trader in disclosure case

December 6, 2024 James Langton
Judge looks at papers
News

FSB details resolution planning progress

December 5, 2024 James Langton
hospital
News

Regulators rule out discretionary AI trading, for now

December 5, 2024 James Langton
AI computer
News

Bridging investors’ recovery ruling delayed to 2025

December 5, 2024 James Langton
Hand stopping dominos
News

Tribunal sanctions Nova Tech crypto scheme

December 5, 2024 James Langton
Judge's gavel with magnifying glass on black.
News

CFTC boasts of record year for enforcement

December 5, 2024 James Langton
Man reads legal document carefully using magnifying glass
News

First stablecoin to meet CSA’s standards

December 4, 2024 James Langton
Crypto currency