Skip to content
Opens in a new window Opens an external site Opens an external site in a new window
  • Log In
  • Subscribe
  • News
  • Perspective
  • Report Cards
  • Partner Content
  • CE Corner
  • Soundbites
  • News
    • Industry
    • Regulation
    • Markets
    • Economy
    • Product
    • Tax and Estate
    • People
  • Perspective
    • Editorials
    • Letters to the Editor
    • Columns
  • Report Cards
    • Brokerage Report Card
    • Dealers’ Report Card
    • Report Card on Banks
    • Advisors’ Report Card
    • Special Reports
  • Partner Content
    • Appointment Notices
    • Brand Knowledge
    • Expert Advice
    • Partner Reports
    • Webinars
    • Events
  • CE Corner
  • Soundbites
  1. Home
  2. Investor protection

Investor protection

News

FINTRAC sanctions KuCoin crypto platform

September 25, 2025 James Langton
Digital assets
News

Russian charged in Canadian, U.S. account hacks

September 24, 2025 James Langton
Computer keys
News

U.S. exec sanctioned for insider trading

September 24, 2025 James Langton
Market manipulation
News

Rep throws gutter ball on disclosure

September 24, 2025 James Langton
Businessman inspecting paperwork document digitally
From the Regulators

Appeal court upholds OSC receivership

September 24, 2025 James Langton
Court decision, Justice
From the Regulators

Exec settles ASC’s fraud, disclosure allegations

September 23, 2025 James Langton
penalty card
From the Regulators

SEC alleges “free rider” duped brokers

September 23, 2025 James Langton
Stealing money
From the Regulators

ASIC flags private credit fund risks

September 22, 2025 James Langton
Illustration of a businessperson using a magnifying glass to examine files
From the Regulators

DoJ settles with BofA in spoofing case

September 22, 2025 James Langton
Court settlement
From the Regulators

RCMP seizes crypto platform, assets

September 19, 2025 James Langton
Crypto money
From the Regulators

Court rules CEO’s firing violated OSC whistleblower protections

September 19, 2025 James Langton
whistle blower
From the Regulators

Immigration scheme violated securities rules: NSSC

September 19, 2025 James Langton
Judgment fine
Previous
1…4849505152…188
Next
Investment Executive

Follow us:

  • linkedin

  • News
    • Industry
    • Regulation
    • Markets
    • Economy
    • Product
    • Tax and Estate
    • People
  • Perspective
    • Editorials
    • Letters to the Editor
    • Columns
  • Report Cards
    • Brokerage Report Card
    • Dealers’ Report Card
    • Report Card on Banks
    • Advisors’ Report Card
    • Special Reports
  • Partner Content
    • Appointment Notices
    • Brand Knowledge
    • Expert Advice
    • Partner Reports
    • Webinars
    • Events
  • CE Corner
  • Soundbites
Subscribe Log In

  • About Us
  • Statement of Ethics
  • Reprints and Permissions
  • Terms of Use
  • Privacy Policy
  • Accessibility
  • Advertise
  • AI Policy
  • Contact Us

Newcom Media

© 2026 Newcom Media Inc.

Our Brands

  • Finance et Investissement
  • Advisor.ca
  • Conseiller.ca