Skip to content
Opens in a new window Opens an external site Opens an external site in a new window
  • Log In
  • Subscribe
  • News
  • Perspective
  • Report Cards
  • Partner Content
  • CE Corner
  • Soundbites
  • News
    • Industry
    • Regulation
    • Markets
    • Economy
    • Product
    • Tax and Estate
    • People
  • Perspective
    • Editorials
    • Letters to the Editor
    • Columns
  • Report Cards
    • Brokerage Report Card
    • Dealers’ Report Card
    • Report Card on Banks
    • Advisors’ Report Card
    • Special Reports
  • Partner Content
    • Appointment Notices
    • Brand Knowledge
    • Expert Advice
    • Partner Reports
    • Webinars
    • Events
  • CE Corner
  • Soundbites
  1. Home
  2. Investor protection

Investor protection

News

FCA secures restitution for fund investors

October 14, 2025 James Langton
Court decision, Justice
From the Regulators

As AI takes off, regulators struggle to keep up

October 10, 2025 James Langton
Big data
From the Regulators

That’s a wrap on fund manager’s receivership

October 9, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

FINTRAC fines accounting firm

October 9, 2025 James Langton
Laundering money
From the Regulators

Complaint confidentiality in the public interest

October 9, 2025 James Langton
Judge makes ruling
From the Regulators

Investors that heed finfluencers, trade crypto easier to scam

October 7, 2025 James Langton
investor protection
From the Regulators

What to expect when filing on ComSet

October 6, 2025 James Langton
Board room discussion
From the Regulators

Investment fund Ponzi schemer gets jail

October 6, 2025 James Langton
Finfluencers
From the Regulators

Crypto sector regulation still patchy

October 6, 2025 James Langton
Crypto currency
From the Regulators

FCAA delegates registration to CIRO

October 3, 2025 James Langton
Old and new sign
From the Regulators

Fraudsman banned by ASC

October 3, 2025 James Langton
Stealing money
From the Regulators

Hedge funds a large, risky player in bond market

October 3, 2025 James Langton
Canadian flag
Previous
1…4647484950…188
Next
Investment Executive

Follow us:

  • linkedin

  • News
    • Industry
    • Regulation
    • Markets
    • Economy
    • Product
    • Tax and Estate
    • People
  • Perspective
    • Editorials
    • Letters to the Editor
    • Columns
  • Report Cards
    • Brokerage Report Card
    • Dealers’ Report Card
    • Report Card on Banks
    • Advisors’ Report Card
    • Special Reports
  • Partner Content
    • Appointment Notices
    • Brand Knowledge
    • Expert Advice
    • Partner Reports
    • Webinars
    • Events
  • CE Corner
  • Soundbites
Subscribe Log In

  • About Us
  • Statement of Ethics
  • Reprints and Permissions
  • Terms of Use
  • Privacy Policy
  • Accessibility
  • Advertise
  • AI Policy
  • Contact Us

Newcom Media

© 2026 Newcom Media Inc.

Our Brands

  • Finance et Investissement
  • Advisor.ca
  • Conseiller.ca