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Investor protection

News

SEC charges crypto platform founder

July 30, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Standards setters align biodiversity disclosures

July 30, 2024 James Langton
Green globe in forest
From the Regulators

CIRO to drop Gravitas

July 30, 2024 James Langton
From the Regulators

Regulators need more rigour: C.D. Howe

July 29, 2024 James Langton
rules and regulations
Research and Markets

Banks face profit pressure from tougher U.K. rules

July 29, 2024 James Langton
The facade of the Royal Exchange in the City of London
From the Regulators

Ontario proposes new MGA regulation

July 26, 2024 James Langton
buying insurance on a cell phone
News

OSC’s compliance work escalates

July 26, 2024 James Langton
Regulation
News

Activist short seller charged with securities fraud

July 26, 2024 James Langton
Crossed fingers
News

Fewer prospectuses key to FCA reform proposals

July 26, 2024 James Langton
right or wrong choice
News

FCA undertakes its first enforcement action against a crypto enabler

July 25, 2024 James Langton
News

CSA aims to ease derivatives reporting burden

July 25, 2024 James Langton
News

ESMA’s long-term vision for sustainable investment

July 24, 2024 James Langton
hands holding planet
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