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Investor protection
Investor protection
News
Crypto compliance needs work: FCA
August 8, 2024
James Langton
From the Regulators
FCA reaches deal for investors in frozen funds
August 7, 2024
James Langton
From the Regulators
Secret loan guarantee the basis of claim against Bridging fund: PwC
August 6, 2024
James Langton
From the Regulators
CSA orders crypto firms to start joining CIRO
August 6, 2024
James Langton
From the Regulators
FCA extends orphan asset regime to investments
August 6, 2024
James Langton
News
U.S. private equity advisor convicted of fraud
August 2, 2024
James Langton
News
Repeat fraudster gets 12 months: ASC
August 2, 2024
James Langton
News
Trailer fee class action certified
August 1, 2024
James Langton
News
BCSC calls on Parliament to fix enforcement gap
August 1, 2024
James Langton
Research and Markets
U.S. securities class action filings rise
July 31, 2024
James Langton
News
FINTRAC sanctions Montreal wealth manager
July 31, 2024
James Langton
News
Supreme Court curbs regulators’ enforcement power
July 31, 2024
James Langton
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