Enforcement

News

FCA sanctions U.K. bank over fair treatment failings

October 10, 2024 James Langton
Business lawyer team. Working together of lawyer in the meeting.
From the Regulators

Retail investors undeterred by crypto turmoil: IOSCO

October 9, 2024 James Langton
Crypto currency
From the Regulators

TD agrees to settle trailer fee class action

October 9, 2024 James Langton
Court settlement
From the Regulators

Court grants leave for class action against FSRA

October 9, 2024 James Langton
calendar court
From the Regulators

OSC sketches its sustainable finance future

October 7, 2024 James Langton
environmental assessment
News

Latest TD stumble a credit negative: Moody’s

October 7, 2024 James Langton
TD bank. stock photo
From the Regulators

CFTC brings first carbon market fraud case

October 3, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Justice delayed, not quite justice denied, panel says

October 2, 2024 James Langton
calendar court
From the Regulators

FCA sanctions U.K. bank for weak anti-crime controls

October 2, 2024 James Langton
Collage of british pounds
From the Regulators

Tribunal bans former Bay Street exec, again

October 1, 2024 James Langton
Judge looks at papers
From the Regulators

CFTC sanctions Barclays’ swaps reporting

October 1, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

LIBOR finally put to rest

October 1, 2024 James Langton
Rules and regulations