Enforcement

News

CIRO revisits returning money to harmed investors

October 21, 2024 James Langton
investor restitution challenges
News

ASC shifts its approach to costs orders

October 21, 2024 James Langton
Alberta flag
News

FBI cracks SEC Twitter hack

October 17, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

ESMA calls for cybersecurity audits in crypto sector

October 16, 2024 James Langton
bitcoin investment concept on screen
From the Regulators

CFTC alleges Canadian firm ran a Ponzi scheme

October 16, 2024 James Langton
ponzi scheme
From the Regulators

SRO investigation clashes with legal action

October 16, 2024 James Langton
Business lawyer team. Working together of lawyer in the meeting.
Research and Markets

S&P downgrades TD on U.S. settlements

October 15, 2024 James Langton
TD bank. stock photo
Industry News

Massive U.S. fine against TD Bank highlights relatively modest penalties in Canada

October 15, 2024 The Canadian Press
Canadian flags in business district
Research and Markets

A wounded TD to face earnings pressure: DBRS

October 11, 2024 James Langton
Forecast
News

TD fined US$3.09B as bank pleads guilty to U.S. charges related to money laundering

October 10, 2024 Sammy Hudes, The Canadian Press
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

Brokerage sanctioned for gatekeeper failures

October 10, 2024 James Langton
Judge looks at papers
News

U.S. dismantles crypto manipulation schemes

October 10, 2024 James Langton
Crypto money