Enforcement

From the Regulators

Tip that led to compliance exam gets rewarded

April 22, 2025 James Langton
Whistleblower
From the Regulators

Crypto-based prediction market settles with OSC

April 17, 2025 James Langton
Crypto coins
News

Fund rep fined, banned for borrowing from clients

April 11, 2025 James Langton
Stack of bills
News

Startup CEO charged in AI washing case

April 11, 2025 James Langton
AI computer
From the Regulators

CIRO tribunal erred, BCSC panel rules

April 8, 2025 James Langton
Judge's gavel with magnifying glass on black.
News

Ex-rep admits to misappropriating millions

April 7, 2025 James Langton
Banned
From the Regulators

Rating agency fined by ESMA

April 7, 2025 James Langton
penalty card
From the Regulators

Court approves smaller payout to Bridging investors

April 7, 2025 James Langton
Canadian laws
From the Regulators

Stung by the FBI, crypto firm sentenced

April 4, 2025 James Langton
Crypto currency
News

Former fund rep fined, banned over failed venture

April 2, 2025 James Langton
penalty card
News

OSC seeks settlement with prediction market

April 2, 2025 James Langton
Illustration of a businessperson using a magnifying glass to examine files
From the Regulators

U.S. advisor gets jail for duping firm, clients

March 28, 2025 James Langton
Fraud