Enforcement

News

Challenge to BCSC investigation revived on appeal

May 6, 2025 James Langton
Canadian laws
News

Swiss bank in US$500-million deal with DoJ

May 6, 2025 James Langton
Entrance of historic bank building of Swiss bank Credit Suisse. Photo taken April 19th, 2021, Zurich, Switzerland.
News

Court orders costs security in OSC appeal

May 5, 2025 James Langton
calendar court
News

U.S. fund manager pleads guilty

May 1, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

ESMA aims for consistent crypto trading oversight

April 30, 2025 James Langton
Crypto coins
From the Regulators

CIRO panel rejects allegations against ex-rep

April 29, 2025 James Langton
compliance
From the Regulators

OSC seeks $37.5 million in Bridging sanctions

April 29, 2025 James Langton
Businessman shamed
News

CIRO sanctions opaque offshore dealings

April 29, 2025 James Langton
Judgment fine
News

Ex-advisory firm CEO lands in prison

April 24, 2025 James Langton
businessman behind bars
From the Regulators

Court upholds insider tipping ruling

April 24, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

BCSC sanctions crypto payments company

April 23, 2025 James Langton
cryptocurrencies
From the Regulators

Crypto platform defrauded investors, SEC alleges

April 23, 2025 James Langton
Crypto coins