Enforcement

News

It was tax fraud, not magic: U.S. authorities

June 2, 2025 James Langton
Robber captured
News

Wealth seminars fronted adviser fraud

June 2, 2025 James Langton
Stealing money
News

Court upholds BCSC panel’s effort to value lost crypto

May 30, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

OSC must disclose complaint, not the complainer

May 29, 2025 James Langton
whistle blower
News

FINTRAC sanctions B.C. currency exchange

May 29, 2025 James Langton
Laundering money
From the Regulators

Court appoints receiver over real estate venture

May 28, 2025 James Langton
Canadian laws
From the Regulators

ESMA calls on Big Tech to fight online scams

May 28, 2025 James Langton
Quantum computer
News

Online trading firm settles CIRO allegations

May 27, 2025 James Langton
Court settlement
From the Regulators

FCA bans former banker in African kickback scheme

May 23, 2025 James Langton
Entrance of historic bank building of Swiss bank Credit Suisse. Photo taken April 19th, 2021, Zurich, Switzerland.
From the Regulators

CEO sold fake units in real LPs, SEC alleges

May 23, 2025 James Langton
Fraud allure
From the Regulators

Quebec bill to bring mutual fund reps under CIRO ‘rushed’, industry says

May 23, 2025 Guillaume Poulin-Goyer
Illustration of a man standing at a crossroads