Enforcement

From the Regulators

Crypto ‘market maker’ sentenced in U.S.

June 13, 2025 James Langton
Crypto coins
From the Regulators

SCC refuses leave in Sun Life class action

June 13, 2025 James Langton
Class action
From the Regulators

FINTRAC fines securities dealer

June 13, 2025 James Langton
penalty card
From the Regulators

OSC’s new rules will help return ill-gotten gains to investors

June 12, 2025 James Langton
Successful crypto trader investor broker, using laptop for cryptocurrency financial market analysis, buying or selling cryptocurrency, analyzing financial diagrams on the screen stock photo
From the Regulators

U.S. court orders sanctions against crypto schemers

June 12, 2025 James Langton
gavel on a laptop
From the Regulators

Aussie pump and dumpers plead guilty

June 11, 2025 James Langton
Australian finances
From the Regulators

Fraudster sentenced in trading Ponzi scheme

June 10, 2025 James Langton
Fraud
From the Regulators

FINTRAC fines credit union over compliance

June 10, 2025 James Langton
papers on a desk
From the Regulators

Bank reps, dealers in OSC’s compliance crosshairs

June 10, 2025 James Langton
Downtown Toronto buildings
From the Regulators

Former U.S. fund manager sentenced for fraud

June 9, 2025 James Langton
Fraudster captured
From the Regulators

Firms overcharged investors on small trades: NASAA

June 9, 2025 James Langton
Picking a dollar
News

Fortress Real investors settle with lawyers

June 9, 2025 James Langton
Judge looks at papers