The DoJ and SEC settle with the bank for violations arising from separate bribery, fraud schemes
Sentence follows guilty plea on series of fraud, conspiracy charges
Five whistleblowers share a combined US$1.1 million for enforcement tips
Three join advisory committee for OSC's adjudicative role
Appeal court rules that regulator was right to allow orders issued in investigation
Subsidiaries allowed institutional investors to trade before getting the regulator's approval
Firm ignored clients' investment limits to prop up failing penny stock, regulator alleges
SEC also awards whistleblower who initially tipped off their lawyer
The regulator alleges that the founders diverted money raised for the fund to other purposes
Former Nomura trader gets probation for 2017 conspiracy conviction