The German regulator charged an employee with alleged insider trading
The scheme involved mismarking, fake investments and Ponzi tactics
Investment firm imitators are a growing threat to investors, the U.K. regulator says
CFTC, SDNY file charges in alleged Bitcoin Ponzi scheme
A former TD Bank compliance officer's unusual legal action has been rejected again
Ex-CEO sanctioned for trading after issuing misleading press releases
OCC penalizes ex-general counsel in sales practices scandal
Deal includes $2.4 million and cooperation with ongoing litigation
The regulator found the firm's compensation structure favoured in-house funds
New registration requirements for U.K. crypto firms took effect Jan. 10