U.K. the latest to tackle concerns about liquidity risk management
Despite U.S. government enthusiasm, crypto rise threatens financial system
Disclosure rules eased, lines between pro, retail investors redrawn
"Dot-com" era conflict restrictions no longer needed, regulator agrees
Policymakers propose measures to integrate, harmonize markets
Final consultation on merged dealer rules will get 120-day comment period
Compliance review will examine industry conflicts with investors' interests
Firm paid $4.6 million in client compensation, clawed back reps' fees
Regulator brings first enforcement action against a professional body
Firm fined for series of violations uncovered in compliance exam