Compliance

From the Regulators

Global regs seek safer margin calls

January 15, 2025 James Langton
volatility
From the Regulators

Crypto exchange gets second US$100-million penalty

January 15, 2025 James Langton
Crypto currency
News

CIRO panel revokes third-party order

January 13, 2025 James Langton
Business banking
From the Regulators

Liquidnet sanctioned by SEC

January 10, 2025 James Langton
Class action
From the Regulators

CIRO floats short-selling reforms

January 9, 2025 James Langton
rules and regulations
From the Regulators

Broker fined for unauthorized access violations

January 9, 2025 James Langton
stock market data
News

Closing the gap between mutual, seg fund regulation

January 8, 2025 James Langton
consultation discussion
News

Tribunal sets sanctions in record crypto fraud

December 20, 2024 James Langton
fraud
From the Regulators

U.S. trade reporting violations spark sanctions

December 20, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

CIRO seeks feedback on proposed CE harmonization

December 19, 2024 James Langton
A creative woman asking a question at the office
News

FCA sets out to redesign U.K. retail investment disclosure

December 19, 2024 James Langton
Illustration of a businessperson using a magnifying glass to examine files
News

FSB tackles shadow bank leverage

December 18, 2024 James Langton
Board room discussion