Compliance

From the Regulators

OSC seeks to enforce D&O sanctions

October 17, 2025 James Langton
Board room
From the Regulators

BCSC to join CIRO registration delegation

October 17, 2025 James Langton
changes ahead sign
From the Regulators

OSC denies EMD registration to crypto firm

October 17, 2025 James Langton
cryptocurrencies
News

FINTRAC imposes $600K penalty on First Nations Bank of Canada

October 16, 2025 James Langton
Illustration of a businessperson using a magnifying glass to examine files
From the Regulators

That’s a wrap on fund manager’s receivership

October 9, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

FINTRAC fines accounting firm

October 9, 2025 James Langton
Laundering money
From the Regulators

Complaint confidentiality in the public interest

October 9, 2025 James Langton
Judge makes ruling
From the Regulators

U.S. regulators to narrow enforcement

October 8, 2025 James Langton
Entrance to The Federal Deposit Insurance Corporation (FDIC) in Washington DC. stock photo
From the Regulators

What to expect when filing on ComSet

October 6, 2025 James Langton
Board room discussion
From the Regulators

Crypto sector regulation still patchy

October 6, 2025 James Langton
Crypto currency
From the Regulators

FCAA delegates registration to CIRO

October 3, 2025 James Langton
Old and new sign
Research and Markets

Banks can’t afford climate denial: Fitch

October 2, 2025 James Langton
hands holding planet