Regulation

CFD scheme promoters sanctioned

October 11, 2022 James Langton

CSA promises OBSI binding authority proposal

October 7, 2022 James Langton
Downtown Toronto Financial District Skyscrapers stock photo

OSC seeks settlement with crypto platform

October 7, 2022 James Langton

Work on new benchmark begins

October 7, 2022 James Langton

Not an advisor, but still a fiduciary, court finds

October 7, 2022 James Langton
Broken eggs next to an overturned wicker basket. Concept: "Don't put all your eggs in one basket".

IIROC formally expels First Leaside

October 6, 2022 James Langton

OSC chief makes the case for crypto regulation

October 6, 2022 James Langton

Court rebuffs challenge to BCSC investigation

October 6, 2022 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

New SRO begins work on IAP

October 5, 2022 James Langton

Firm fined over best execution failures

October 5, 2022 James Langton

Oversight failures allowed fraud to flourish: IIROC

October 5, 2022 James Langton

UBS sanctioned for short-selling violations

October 4, 2022 James Langton