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OSC, SEC settle with pot company
October 25, 2022
James Langton
Court-appointed counsel says there’s no legal basis to treat Bridging investors differently
October 24, 2022
James Langton
Rating agencies must boost governance, U.K. regulator says
October 24, 2022
James Langton
FINRA launches high-tech rulebook
October 21, 2022
James Langton
Bank played coy during financial crisis, FCA says
October 21, 2022
James Langton
OSC asks tribunal to approve settlement with cannabis company, former CFO
October 21, 2022
Tara Deschamps, The Canadian Press, The Canadian Press, IE Staff
Crypto cases make up 20% of CFTC enforcement
October 20, 2022
James Langton
Consumer groups call for action on ombudservice
October 20, 2022
James Langton
National Bank Financial sanctioned for internal control failings
October 19, 2022
James Langton
No duty to disclose beneficiary change, court finds
October 19, 2022
James Langton
EU energy crisis sparks trading oversight task force
October 18, 2022
James Langton
Bridging investors to face off over distributions
October 17, 2022
James Langton
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