Regulation

Canadian trader to pay US$1 million for short selling violations

June 9, 2015 James Langton

OSC’s proposed whistleblower program could use tweaking

June 9, 2015 James Langton

Court dismisses appeals by Northern Securities and its CEO

June 9, 2015 IE Staff

ESMA to examine impact of best practice principles for proxy advisor firms

June 8, 2015 James Langton

IOSCO report targets use of credit-rating agencies

June 8, 2015 James Langton

Basel Committee proposes bank capital rule to cover interest rate risks

June 8, 2015 James Langton

AMF reports 2014 enforcement activity

June 4, 2015 James Langton

Restoring trust in Basel internal ratings-based models will take time: Fitch

June 4, 2015 James Langton

OSC seeks members for market structure committee

June 4, 2015 James Langton

B.C. launches review of financial services legislation

June 4, 2015 James Langton

BCSC alleges woman committed fraud

June 3, 2015 James Langton

OSC rules on Ponzi scheme disclosure of evidence

June 3, 2015 James Langton