Regulation

OSC weighs in on peer-to-peer lending websites

June 19, 2015 Fiona Collie

National regulator a key strategic priority for the OSC

June 18, 2015 Fiona Collie

CSA proposes simplified disclosure document for ETFs

June 18, 2015 Jade Hemeon

Global Maxfin reaches settlement with MFDA

June 17, 2015 Fiona Collie

SEC targeting online competitions using security-based swaps

June 17, 2015 James Langton

SEC charges firm, Canadian owner

June 17, 2015 James Langton

IOSCO steps back from determining asset managers as too big to fail

June 17, 2015 James Langton

IOSCO report targets the prevention of misconduct

June 17, 2015 James Langton

FCA seeks to encourage innovation in financial services

June 17, 2015 James Langton

BCSC settles insider-trading allegations

June 16, 2015 James Langton

IIROC begins publishing enhanced data

June 16, 2015 James Langton

U.S. regulators revise rules for largest banks

June 16, 2015 James Langton