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Regulation
Regulation
Former advisor sentenced to four years in jail
February 17, 2016
James Langton
BoC plans changes to foreign exchange rate data
February 16, 2016
James Langton
ESMA consults on implementation of benchmarks regulation
February 16, 2016
James Langton
SEC bulletin educates investors on crowdfunding
February 16, 2016
James Langton
Provinces propose changes to derivatives trade report rules
February 16, 2016
James Langton
Florida man gets prison for defrauding investors of US$3.3 million
February 12, 2016
The Associated Press
IIROC drops proposal for introducing brokers
February 11, 2016
James Langton
Compensation researchers stay mum on recommendations
February 11, 2016
James Langton
CI to pony up $156.1 million in compensation, plus make voluntary payment to the OSC
February 11, 2016
James Langton
OSFI takes temporary control of Maple Bank’s Canadian branch
February 10, 2016
James Langton
OSC seeks members for continuous disclosure advisory committee
February 10, 2016
James Langton
IAS reaches settlement with IIROC
February 10, 2016
James Langton
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