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Regulation
Securities penalties more than doubled in 2015: CSA
February 23, 2016
James Langton
Trust in an advisor may keep investors from due diligence: study
February 22, 2016
James Langton
U.K. regulator encourages financial firms to do more to support aging population
February 22, 2016
James Langton
CFTC charges Canadian with fraud
February 22, 2016
James Langton
OSC reminds mortgage brokers, MIEs of registration requirements
February 19, 2016
James Langton
Due diligence is key to determining product suitability for retail clients
February 19, 2016
James Langton
N.Y. brokerage CEO sentenced to jail for obstructing SEC investigation
February 19, 2016
James Langton
No rewards for whistleblowers: AMF
February 18, 2016
James Langton
IIROC puts focus on suitability, robo-advisors for 2016
February 18, 2016
James Langton
More needs to be done to prevent insider trading: OSC
February 18, 2016
James Langton
SEC settles with former analyst
February 17, 2016
James Langton
OSC launch of investor education effort draws praise
February 17, 2016
James Langton
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