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Regulation
Regulation
IAP calls on regulators to eliminate embedded compensation
April 13, 2017
James Langton
OSC to hold hearing into Amaya insider trading scandal
April 12, 2017
James Langton
Receiver appointed to distribute more than $10 million to investors
April 12, 2017
James Langton
FINRA requests comment on capital-raising rules
April 12, 2017
James Langton
IAP hopes for major investor protection measures in 2017
April 12, 2017
James Langton
Former rep agrees to monetary sanctions and industry bans
April 11, 2017
James Langton
FSB proposes framework for evaluating the impact of G20 regulatory reforms
April 11, 2017
James Langton
U.K. making progress on affordable financial advice
April 11, 2017
James Langton
IIROC fines Jitney Trade $200,000 in settlement
April 11, 2017
James Langton
Efforts to develop global insurance regulation lagging: Fitch
April 10, 2017
James Langton
NSSC issues second warning about unregistered binary options firm
April 10, 2017
James Langton
Victims’ vulnerability now a consideration in U.S. regulatory sanctions
April 10, 2017
James Langton
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