Regulation

Woman to pay BCSC $3 million in fraud settlement

April 19, 2017 James Langton

Overall enforcement activity at IIROC rises in 2016

April 19, 2017 James Langton

Federal watchdog eyes fintech, big data

April 19, 2017 James Langton
UBS unveils global fintech challenge

Mastermind of a fraudulent investment scheme convicted

April 19, 2017 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

Former missing advisor facing fraud charges appears in Victoria court

April 19, 2017 The Canadian Press

AMF seeks feedback on discontinuing embedded commissions

April 18, 2017 James Langton

OSC accepts settlement related to Amaya insider trading case

April 18, 2017 James Langton

Former “missing” advisor facing fraud charges to appear in Victoria court today

April 18, 2017 The Canadian Press

Manitoba regulators warn of potential Ponzi scheme

April 17, 2017 James Langton

Missing advisor under investigation turns himself in to Victoria police

April 14, 2017 The Canadian Press

Quebec court revokes insider trading settlement

April 13, 2017 Patricia Chisholm

Certain types of advertising can lead to poor investor choices

April 13, 2017 James Langton